Steven Noel Ruiz
Investment adviser representative at Advisors Asset Management, Inc.
11 yearsExperience
1 stateRegistered in
$2.2BFirm assets
22 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
11 years in the industry.
- Advisors Asset Management, Inc.Jul 2023 to now
- Sanctuary Securities, IncFeb 2022 to Jul 2023
- Higginbotham Insurance & Financial ServicesDec 2017 to Feb 2022
- Love To Swim and TumbleFeb 2017 to Mar 2017
- St. Mary's UniversityAug 2016 to May 2020
- Natural Bridge CavernsMay 2015 to Feb 2017
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (TX).
Advisors Asset Management, Inc.
$2.2BAssets managed
1,505Clients
127Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7513146
- Firm CRD
- 46727