Emma Sun min Poalillo
Investment adviser representative at UBS Financial Services Inc.
10 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
Are you Emma Sun min Poalillo? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- UBS Financial Services, IncAug 2025 to now
- UnemployedMay 2025 to Jul 2025
- Avantax Investment Services IncNov 2023 to Apr 2025
- Jack Oujo Cpa, Inc dba Oujo Wealth StrategiesNov 2023 to Apr 2025
- UnemployedJun 2023 to Oct 2023
- Gilmartin FinancialMar 2022 to May 2023
- Gilmartin GroupMay 2021 to May 2023
- Lazar, a Finn Partners CompanyNov 2020 to May 2021
- The Ruth GroupFeb 2016 to Oct 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (NJ).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7511976
- Firm CRD
- 8174