Yapheth Norris
Investment adviser representative at Raymond James & Associates, Inc.
14 yearsExperience
3 statesRegistered in
$501BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Raymond James & Associates, Inc.May 2023 to now
- J.P. Morgan Securities LLCFeb 2022 to May 2023
- JPMorgan Chase Bank, N.A.Feb 2022 to May 2023
- Norris Sports & RecreationMay 2021 to Sep 2021
- PNC BankFeb 2021 to Jan 2022
- Impaq InternationalDec 2020 to Apr 2021
- UnemployedFeb 2012 to Nov 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 3 states (DC, MD, TX).
Raymond James & Associates, Inc.
$501BAssets managed
531,617Clients
5,571Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7511969
- Firm CRD
- 705