Joanny Carmen Rivera
Investment adviser representative at Wells Fargo Advisors
10 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Wells Fargo Bank, NAMay 2024 to now
- Wells Fargo Clearing Services, LLCMay 2024 to now
- U.S. Bancorp Investments, Inc.Feb 2022 to May 2024
- U.s.bankMar 2020 to May 2024
- Napa Valley Film FestivalSep 2019 to Nov 2019
- Cinema WestNov 2017 to Jan 2020
- Palm Springs International Film FestivalNov 2016 to Jan 2017
- California Film InstituteOct 2016 to Nov 2019
- Joanny C Rivera Sole ProprietorApr 2016 to Feb 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (CA).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7511806
- Firm CRD
- 19616