Rachel Nicole Congleton
Investment adviser representative at LPL Financial LLC
10 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCDec 2024 to now
- Edward JonesAug 2022 to Nov 2024
- Wealth StrategiesFeb 2022 to Aug 2023
- Jax Ranch and HomeJan 2022 to Apr 2022
- Cultivating Hope dba Hope FarmsApr 2021 to Dec 2021
- UnemployedMar 2020 to Apr 2021
- Spradley Barr Ford / MazdaFeb 2020 to Mar 2020
- Cb & PottsSep 2019 to Feb 2020
- Harmony ClubAug 2019 to Oct 2019
- Smartbook Business SolutionsMay 2019 to Oct 2019
- Spradley Barr Ford / MazdaApr 2019 to Jul 2019
- Colorado State UniversityAug 2018 to Apr 2021
- Red RobinAug 2018 to Sep 2018
- Buckner EnterprisesJan 2018 to Aug 2018
- CarharttAug 2017 to Jan 2018
- Buckner EnterprisesJan 2017 to Sep 2017
- Cracker BarrelJun 2016 to Nov 2016
- Rocky Mountain Physical TherapyJan 2016 to Dec 2019
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (CO).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7511096
- Firm CRD
- 6413