Mark Stephen Gustafson
Investment adviser representative at Prosperitas Financial, LLC
10 yearsExperience
1 stateRegistered in
$812.5MFirm assets
5 yearsFirm in business
Are you Mark Stephen Gustafson? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Prosperitas Financial, LLCMar 2026 to now
- Park Avenue SecuritiesOct 2024 to now
- Guardian Life Insurance CompanyFeb 2023 to now
- Westpac Wealth PartnersApr 2024 to Feb 2026
- Merlin Financial ServicesOct 2022 to Mar 2024
- Io AcousticsApr 2020 to Feb 2023
- Beverly Glen DeliApr 2016 to Apr 2020
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (CA).
Prosperitas Financial, LLC
$812.5MAssets managed
2,138Clients
39Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7499008
- Firm CRD
- 315768