Jonathan albert Wooram Chu
Investment adviser representative at UBS Financial Services Inc.
14 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- UBS Financial Services, Inc.Jan 2025 to now
- DoordashMar 2024 to Jan 2025
- Morgan StanleyAug 2022 to Mar 2024
- DoordashNov 2021 to Aug 2022
- International Planning AllianceAug 2021 to Nov 2021
- UnemployedMar 2020 to Aug 2021
- Roots SteakhouseJun 2018 to Aug 2019
- Rutgers University- New BrunswickSep 2017 to May 2021
- UnemployedAug 2012 to Sep 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (NY).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7498774
- Firm CRD
- 8174