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Rocky Wayne Goodman

Investment adviser representative at Cetera Investment Advisers LLC
15 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

15 years in the industry.

  1. Cetera Investment Advisers LLCSep 2025 to now
  2. Landmark CpasJan 2025 to now
  3. Landmark Financial LLCJan 2025 to now
  4. Garland & Greenwood Cpas and Advisors, PllcNov 2019 to now
  5. Mcilroy.keen.goodman, LLPDec 2011 to now
  6. Rocky Goodman, Cpa PaSep 2011 to now
  7. Avantax Advisory ServicesMar 2025 to Sep 2025
  8. Garland and Greenwood Wealth Advisors LLCJan 2022 to Mar 2025

Exams passed

  • Series 65 · Uniform Investment Adviser Law2022

State registrations

Registered as an investment adviser representative in 1 state (AR).

Cetera Investment Advisers LLC

$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7498156
Firm CRD
105644
Advisor's SEC record (opens in a new tab)
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