John Steven Brock
Investment adviser representative at Cetera Investment Advisers LLC
22 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
22 years in the industry.
- Cetera Investment Advisers LLCSep 2025 to now
- Landmark, Plc Certified Public AccountantsJan 2025 to now
- Brock Family Properties, LLCMay 2020 to now
- Mcilroy, Keen Goodman, LLPJan 2020 to now
- Garland and Greenwood Cpas and Advisors, PllcNov 2019 to now
- John S Brock Cpa PaOct 2019 to now
- Avantax Advisory ServicesFeb 2025 to Sep 2025
- Mcilroy, Keen Goodman, LLPNov 2017 to Dec 2019
- Coulson Oil Company, Inc.May 2003 to Nov 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (AR).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7498122
- Firm CRD
- 105644