Courtney Rhuez Sprinkle
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.A.Sep 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2026 to now
- LPL Enterprise LLCNov 2025 to Aug 2026
- Prudential AdvisorsNov 2025 to Jul 2026
- UnemployedAug 2025 to Oct 2025
- Charles Schwab Bank, SsbMar 2023 to Jul 2025
- Charles Schwab & Co., Inc.Mar 2022 to Jul 2025
- Terra Partners Asset ManagementJan 2021 to Mar 2022
- Kona Development PartnersMar 2020 to Jan 2021
- UnemployedFeb 2020 to Feb 2020
- Uk Department for International TradeOct 2019 to Jan 2020
- Grassroots Voter Outreach, Inc.Aug 2019 to Sep 2019
- UnemployedJul 2019 to Jul 2019
- Select Marketing Group, Inc.May 2019 to Jun 2019
- UnemployedDec 2018 to May 2019
- Aeon FundAug 2018 to Dec 2018
- Northern Trust CompanyFeb 2017 to Aug 2018
- Acg ResourcesAug 2015 to Feb 2017
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7498120
- Firm CRD
- 7691