Moises Cruz
Investment adviser representative at Ameriprise Financial Services, LLC
11 yearsExperience
1 stateRegistered in
$660.5BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Ameriprise Financial Services, LLCMar 2026 to now
- UnemployedOct 2025 to Feb 2026
- Equitable Advisors, LLCMar 2024 to Sep 2025
- UnemployedJan 2024 to Mar 2024
- Fidelity Brokerage Services, LLCMay 2023 to Dec 2023
- Fidelity InvestmentsMay 2023 to Dec 2023
- Amegy BankApr 2023 to May 2023
- Charles Schwab & Co., Inc.Mar 2023 to Mar 2023
- UnemployedMar 2022 to Mar 2023
- Wells FargoApr 2019 to Feb 2022
- Wells Fargo Clearing Services, LLCApr 2019 to Feb 2022
- Bbva CompassDec 2017 to Mar 2019
- Harris County Federal Credit UnionJul 2017 to Dec 2017
- Jpm ChaseMay 2017 to Jul 2017
- T-mobile TprMar 2017 to May 2017
- T-mobileFeb 2015 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2024
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (TX).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7497465
- Firm CRD
- 6363