Nathaniel Ray Peoples
Investment adviser representative at LPL Financial LLC
11 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Financial LLCApr 2026 to now
- Harbor Financial GroupApr 2026 to now
- Edward JonesFeb 2022 to Mar 2026
- Peoples Financial CoachingJun 2020 to Dec 2021
- City ChurchMay 2019 to Mar 2022
- VipkidJul 2018 to Nov 2021
- Tma PlayJul 2018 to Dec 2018
- Caromont HealthAug 2017 to Jul 2018
- Cramerton Free Will Baptist ChurchJun 2015 to Aug 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (NC).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7497374
- Firm CRD
- 6413