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George William Griggs

Investment adviser representative at LPL Enterprise, LLC
9 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

9 years in the industry.

  1. LPL Enterprise, LLCNov 2024 to now
  2. Kemble Financial LLCMay 2023 to now
  3. Pruco Securities LLCMay 2024 to Nov 2024
  4. Carroll FinancialDec 2022 to Jan 2023
  5. Northwestern MutualMay 2022 to Aug 2022
  6. East Carolina UniversityAug 2019 to Dec 2023
  7. Pine Lake Country ClubJan 2019 to Aug 2019
  8. Charlotte Catholic High SchoolJun 2015 to May 2019

Exams passed

  • Series 66 · Uniform Combined State Law2024

State registrations

Registered as an investment adviser representative in 1 state (NC).

LPL Enterprise, LLC

$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7497119
Firm CRD
8733
Advisor's SEC record (opens in a new tab)
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