Derek Raoul Brown
Investment adviser representative at LPL Financial LLC
6 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
6 years in the industry.
- LPL Financial, LLCJul 2022 to now
- Ae Wealth Management, LLCFeb 2022 to Jul 2022
- Mcfadden's Bar and GrillJan 2021 to Apr 2021
- Independent Wealth ManagementAug 2020 to Jul 2022
- UnemployedMay 2020 to Aug 2020
- State University of New York College At OswegoAug 2019 to May 2020
- Independent Wealth ManagementMay 2019 to Aug 2019
- State University of New York College At OswegoAug 2018 to May 2019
- UpsMar 2018 to Aug 2018
- Niagara UniversityAug 2017 to May 2018
- Arrowhead Legends Golf ClubMay 2017 to Aug 2017
- Niagara UniversityAug 2016 to May 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2021
- Series 63 · Uniform Securities Agent State Law2022
State registrations
Registered as an investment adviser representative in 1 state (CA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7495651
- Firm CRD
- 6413