Carly Flanagan
Investment adviser representative at UBS Financial Services Inc.
11 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- UBS Financial Services Inc.Jul 2022 to now
- UBSJan 2022 to now
- Futures Inc.Jun 2019 to Jan 2022
- Max's Oyster BarOct 2017 to Mar 2020
- Travel - UnemployedJul 2017 to Oct 2017
- The Housing Authority of the County of Salt Lake CitySep 2016 to Jul 2017
- Salt Lake CountyNov 2015 to Nov 2016
- Valter's OsteriaOct 2015 to Jul 2017
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (CT).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7493936
- Firm CRD
- 8174