Raffi Karageuzian
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
15 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
Are you Raffi Karageuzian? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- Bank of America, N.A.Nov 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2024 to now
- AgiaDec 2022 to Sep 2024
- Valic Financial Advisors, Inc.Jan 2022 to Sep 2024
- American SavingsJun 2021 to Oct 2021
- UnemployedOct 2020 to May 2021
- NordstromsAug 2020 to Sep 2020
- UnemployedMay 2020 to Jul 2020
- NordstromsNov 2019 to Apr 2020
- Hawaiian Hot ChickenJun 2019 to Oct 2019
- Cal State University NorthridgeSep 2018 to May 2022
- UnemployedMay 2011 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7493571
- Firm CRD
- 7691