Cale William Doda
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
Contact this advisor
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
11 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Modern Wealth Management, LLCJul 2026 to now
- Galloway Asset Managment, LLCJul 2026 to now
- UBS Financial Services, IncOct 2025 to Jul 2026
- The Vanguard Group, Inc.Jan 2022 to Jul 2026
- UnemployedMay 2021 to Jan 2022
- Courtesy Volvo Cars of ScottsdaleMay 2018 to Aug 2018
- Arizona State UniversityJan 2018 to May 2021
- United States Marine CorpsNov 2015 to Nov 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (AZ).
Modern Wealth Management, LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 7483220
- 324624