Anthony David Root
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
13 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- The Pacific Financial Group, Inc.Aug 2025 to now
- Pacific Financial Group, Inc.Apr 2025 to now
- Jackson National Life Distributors, LLCOct 2023 to Apr 2025
- Newport Country ClubJul 2022 to Sep 2023
- The Aquidneck ClubJul 2022 to Sep 2023
- Newport Harbor Island HotelFeb 2022 to Mar 2023
- The Hilton GroupNov 2021 to May 2022
- Safe Harbor MarinasOct 2021 to Dec 2021
- Newport ShipyardSep 2021 to Nov 2022
- Tiverton Yacht ClubJun 2019 to Aug 2021
- Full-time StudentJan 2013 to Jun 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (TN).
The Pacific Financial Group, Inc.
Legal name: Pacific Financial Group Inc
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 7471524
- 105203