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Nicholas Ramsoondar

Investment adviser representative at TD Private Client Wealth LLC
10 yearsExperience
1 stateRegistered in
$8.6BFirm assets
13 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assets

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

10 years in the industry.

  1. TD Private Client Wealth LLCAug 2026 to now
  2. TD Bank N.A.Aug 2026 to now
  3. Morgan StanleyApr 2023 to Jun 2026
  4. UnemployedJan 2023 to Mar 2023
  5. Aegis Capital CorpNov 2021 to Dec 2022
  6. UnemployedSep 2021 to Nov 2021
  7. TargetAug 2020 to Aug 2021
  8. UnemployedMay 2020 to Aug 2020
  9. TargetOct 2019 to Jan 2020
  10. Suny AlbanyAug 2016 to May 2020

Exams passed

  • Series 63 · Uniform Securities Agent State Law2021
  • Series 65 · Uniform Investment Adviser Law2026

State registrations

Registered as an investment adviser representative in 1 state (NY).

TD Private Client Wealth LLC

$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7466842
Firm CRD
164484
Advisor's SEC record (opens in a new tab)
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