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Johnny Ottoniel Dubon

Investment adviser representative at Wells Fargo Advisors
24 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

24 years in the industry.

  1. Wells Fargo Clearing Services, LLCJun 2025 to now
  2. Mision Cristiano Nuebo PactoJun 2002 to now
  3. Bank of America, N.A.Jan 2022 to Jun 2025
  4. Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 2020 to Jan 2022
  5. Capital One BankNov 2019 to Nov 2020
  6. Texas A&m CommerceJan 2017 to Dec 2018

Exams passed

  • Series 66 · Uniform Combined State Law2022

State registrations

Registered as an investment adviser representative in 1 state (TX).

Wells Fargo Advisors

Legal name: Wells Fargo Clearing Services, LLC

$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7465453
Firm CRD
19616
Advisor's SEC record (opens in a new tab)
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