Francis Miro
Investment adviser representative at TD Private Client Wealth LLC
11 yearsExperience
4 statesRegistered in
$8.6BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- TD Private Client Wealth LLCJul 2026 to now
- TD Bank N.A.Jul 2026 to now
- JPMorgan ChaseJul 2024 to May 2026
- J.P. Morgan Securities, LLCOct 2021 to Jul 2024
- JPMorgan Chase Bank, N.A.Oct 2021 to Jul 2024
- UnemployedApr 2021 to Sep 2021
- SantanderSep 2020 to Mar 2021
- UnemployedFeb 2018 to Aug 2020
- Kk PartnersDec 2015 to Jan 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 4 states (CT, FL, NJ, NY).
TD Private Client Wealth LLC
$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7465017
- Firm CRD
- 164484