Riley D Fieldhouse
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
13 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
Are you Riley D Fieldhouse? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Bank of America, N.A.Jan 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2024 to now
- J.P. Morgan Securities LLCDec 2023 to Nov 2024
- JP Morgan Chase Bank, N.A.Dec 2023 to Nov 2024
- RifiApr 2023 to Dec 2023
- UnemployedJul 2022 to Mar 2023
- Midway Contracting GroupJun 2021 to Jul 2022
- UnemployedSep 2019 to Jun 2021
- TargetJun 2019 to Aug 2019
- UnemployedOct 2018 to Jun 2019
- Strack and VantillMay 2018 to Oct 2018
- American SchoolMar 2018 to Jun 2019
- UnemployedDec 2017 to Jun 2018
- McdonaldsApr 2017 to Dec 2017
- UnemployedDec 2013 to Apr 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2021
- Series 63 · Uniform Securities Agent State Law2023
State registrations
Registered as an investment adviser representative in 2 states (IN, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7464015
- Firm CRD
- 7691