Alfonso Madrigal pantoja
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
19 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- Bank of America, N.ANov 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2024 to now
- Home DepotApr 2024 to Mar 2026
- Target CorporationOct 2023 to Nov 2023
- Poppy BankSep 2023 to Sep 2024
- DoordashNov 2021 to Dec 2022
- InstacartNov 2021 to Dec 2022
- ShiptNov 2021 to Dec 2022
- J.P. Morgan Securities LLCOct 2021 to Sep 2023
- JPMorgan Chase Bank, N.A.Oct 2021 to Sep 2023
- Maria Zuniga State FarmAug 2020 to Sep 2021
- UnemployedJul 2019 to Aug 2020
- Solano Community CollegeAug 2016 to May 2021
- Wells Fargo BankJan 2007 to Jul 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7463577
- Firm CRD
- 7691