Brett James Baldwin
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
14 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Bank of America, N.A.Dec 2021 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2021 to now
- JPMorgan Chase & Co.Jul 2021 to Nov 2021
- JPMorgan Chase & Co.Jun 2020 to Aug 2020
- Kelly Benefits, Financial Advisors & Risk ManagementJun 2019 to Aug 2019
- University of Maryland Enst Project Development CenterSep 2018 to May 2021
- Dixon Valve & Coupling Co.Jun 2018 to Aug 2018
- University of Maryland - College ParkAug 2017 to Jul 2021
- Redman Produce FarmMay 2017 to Aug 2017
- Caravel AcademySep 2012 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (MD, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7462608
- Firm CRD
- 7691