Nicholas Tuzzio
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
9 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
9 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2022 to now
- Nylife Securities LLCJan 2022 to Jun 2022
- New York Life Insurance CompanyNov 2021 to Jun 2022
- UnemployedMay 2021 to Nov 2021
- Vale Food Co.Sep 2018 to Jan 2019
- Lynbrook Village Department of Public WorksJun 2018 to Aug 2019
- University of TampaAug 2017 to May 2021
- Stm ConstructionJun 2016 to Aug 2018
- Lynbrook Senior High SchoolSep 2013 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7462168
- Firm CRD
- 7691