Connor Joseph Farley
Investment adviser representative at U.S. Bancorp Advisors, LLC
10 yearsExperience
2 statesRegistered in
$1.8BFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- U.S. Bancorp Advisors, LLCFeb 2026 to now
- U.S. Bancorp Investments, Inc.Oct 2025 to Feb 2026
- Cfg RetrementMar 2025 to Aug 2025
- Cetera Investment Advisors LLCAug 2024 to Feb 2025
- Cetera Investment Services LLCAug 2024 to Feb 2025
- BernsteinNov 2023 to Aug 2024
- UnemployedSep 2023 to Nov 2023
- Transamerica Capital, Inc.Nov 2021 to Sep 2023
- Twelve Consulting GroupFeb 2021 to Nov 2021
- United States ArmyMay 2016 to May 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 2 states (MN, TX).
U.S. Bancorp Advisors, LLC
$1.8BAssets managed
3,343Clients
1,161Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7460268
- Firm CRD
- 14455