Alicia Shaw
Investment adviser representative at TD Private Client Wealth LLC
12 yearsExperience
7 statesRegistered in
$8.6BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- TD Bank N.A.Feb 2026 to now
- TD Private Client Wealth LLCFeb 2026 to now
- Edward JonesApr 2024 to Dec 2025
- UnemployedFeb 2024 to Apr 2024
- Lucky BrandNov 2022 to Jan 2023
- Northwestern Mutual Life Insurance CompanyDec 2021 to Feb 2024
- UnemployedSep 2021 to Dec 2021
- Impact AmericaAug 2021 to Sep 2021
- ScansourceJun 2019 to Jul 2021
- Bath and Body WorksNov 2018 to May 2019
- Wells FargoJun 2018 to Sep 2018
- Usc UpstateAug 2017 to May 2019
- Panera BreadSep 2016 to Dec 2019
- Greenville Technical CollegeAug 2014 to Jul 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 7 states (CT, MA, ME, NH, RI, SC, VT).
TD Private Client Wealth LLC
$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7458126
- Firm CRD
- 164484