Francis Lee Friend
Investment adviser representative at LPL Financial LLC
15 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
15 years in the industry.
- LPL Financial LLCApr 2023 to now
- State Bank of Cross PlainsApr 2023 to now
- Securities America AdvisorsJan 2022 to Apr 2023
- Securities America, Inc.Oct 2021 to Apr 2023
- UnemployedApr 2020 to Oct 2021
- Cider House of WisconsinSep 2018 to Apr 2020
- Wps Health InsuranceJul 2011 to Aug 2018
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (TX, WI).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7457602
- Firm CRD
- 6413