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Thomas Kyle Mcwhirter

Investment adviser representative at Raymond James (USA) Ltd
10 yearsExperience
1 stateRegistered in
$2BFirm assets
15 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assets

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

10 years in the industry.

  1. Raymond James (USA) Ltd.Oct 2021 to now
  2. Raymond James Ltd.Jun 2021 to now
  3. Holt RenfrewJun 2019 to May 2021
  4. Batter ZoneMay 2018 to Feb 2019
  5. Mcmaster UniversitySep 2016 to Apr 2020

Exams passed

  • Series 65 · Uniform Investment Adviser Law2023

State registrations

Registered as an investment adviser representative in 1 state (CA).

Raymond James (USA) Ltd

$2BAssets managed
4,864Clients
122Advisers
15 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7456660
Firm CRD
25853
Advisor's SEC record (opens in a new tab)
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