Michael John Sweeney
Investment adviser representative at LPL Financial LLC
13 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Financial LLCApr 2026 to now
- Tradier Brokerage, Inc.Sep 2023 to Mar 2026
- UnemployedMay 2023 to Sep 2023
- The Vanguard Group, Inc.Oct 2021 to May 2023
- Golf GalaxyMay 2021 to Sep 2021
- Jimmy JohnsMay 2020 to Aug 2020
- San Gabriel Country ClubJul 2019 to Aug 2019
- Self EmployedMay 2018 to Aug 2018
- Southern Utah UniversityAug 2017 to Apr 2021
- Chandler SchoolJun 2017 to Jul 2017
- La Salle High SchoolAug 2013 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 2 states (SC, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7454257
- Firm CRD
- 6413