Braden Miller
Investment adviser representative at UBS Financial Services Inc.
12 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- UBS Financial Services, IncDec 2025 to now
- FairmontJun 2019 to now
- Purposepath Capital, LLCOct 2025 to Nov 2025
- JP Morgan Chase Bank, N.A.May 2023 to Oct 2025
- JP Morgan Securities LLCMay 2023 to Oct 2025
- Oneamerica Securities, Inc.Jul 2022 to May 2023
- Oneamerica Securities Heritage Point Financial GroupMay 2022 to May 2023
- Northwestern Mutual Investment Services, LLCJan 2022 to May 2022
- University of DaytonAug 2021 to May 2023
- UpsNov 2019 to Jan 2020
- N/aMay 2013 to May 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (OH).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7454155
- Firm CRD
- 8174