Lan Van Lam
Investment adviser representative at UBS Financial Services Inc.
14 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- UBS Financial Services Inc.Jul 2025 to now
- AllocatedSep 2024 to now
- Omg Nails and SpaSep 2024 to Mar 2025
- Janus Henderson Distributors US LLCFeb 2023 to Aug 2024
- Janus Henderson Investors US LLCFeb 2022 to Jan 2023
- Hire ConnectionsOct 2021 to Jan 2022
- Alaska Native Medical CenterAug 2020 to Sep 2021
- Omg Nails and SpaJan 2012 to Aug 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (AK).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7454110
- Firm CRD
- 8174