Nicholas Stevens Wade
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
13 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Bank of America, N.A.Aug 2023 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2023 to now
- Dark Sky Brewing Co.Feb 2023 to Jun 2023
- Full-time EducationSep 2022 to Feb 2023
- Northwestern MutualOct 2021 to Sep 2022
- WalmartJun 2021 to Oct 2021
- UnemployedApr 2021 to Jun 2021
- TargetOct 2020 to Jan 2021
- City of MoorparkMar 2020 to Aug 2020
- Northern Arizona UniversityAug 2019 to May 2023
- Full-time StudentAug 2019 to Mar 2020
- City of MoorparkJun 2018 to Aug 2019
- Full-time StudentJan 2013 to Jun 2018
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7452905
- Firm CRD
- 7691