William Douglas Roe
Investment adviser representative at Raymond James Financial Services Advisors, Inc
10 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$390BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Raymond James Financial Services Advisors, Inc.Nov 2021 to now
- Corning Credit UnionOct 2021 to now
- Corning Federal Credit UnionOct 2021 to now
- Raymond James Financial Services, Inc.Oct 2021 to now
- Wealth StrategiesOct 2021 to now
- Wealth Strategies/ccu Wealth StrategiesOct 2021 to now
- Elmira City School DistrictMar 2016 to now
- Cheming Canal Trust CompanyMay 2016 to Sep 2021
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
State registrations
Registered as an investment adviser representative in 1 state (NY).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7450071
- Firm CRD
- 149018