Leroy James Sandoval
Investment adviser representative at Stifel, Nicolaus & Company, Incorporated
10 yearsExperience
2 statesRegistered in
$197.5BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Stifel, Nicolaus & Company, IncorporatedNov 2025 to now
- Colorado State University PuebloJul 2022 to Nov 2025
- Housing Authority of the City of PuebloMay 2022 to Jun 2022
- Valic Financial Advisors, Inc.Feb 2022 to Apr 2022
- Pueblo Community CollegeMay 2018 to Jan 2022
- Greenway & Associates: Employer Benefit SpecialistJan 2018 to Dec 2018
- Colorado State Univeristy-puebloMar 2016 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 2 states (CO, TX).
Stifel, Nicolaus & Company, Incorporated
$197.5BAssets managed
236,191Clients
3,341Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7447613
- Firm CRD
- 793