Joseph Caporusso
Investment adviser representative at Advice and Planning Services
17 yearsExperience
1 stateRegistered in
$37.9BFirm assets
22 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
17 years in the industry.
- TIAA-CREF Individual & Institutional Services, LLCAug 2026 to now
- TIAAAug 2026 to now
- Regions BankMar 2026 to Jun 2026
- UnemployedApr 2025 to Mar 2026
- Truist Advisory Services, Inc.Oct 2023 to Mar 2025
- Truist Investment Services, Inc.Oct 2023 to Mar 2025
- First Citizens Investor Services, Inc.Jul 2023 to Sep 2023
- UnemployedApr 2023 to Jul 2023
- Bank of America, N.A.Jan 2023 to Apr 2023
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2023 to Mar 2023
- Truist Advisory Services, Inc.Jul 2022 to Dec 2022
- Truist BankSep 2021 to Apr 2025
- Truist Investment Services, Inc.Sep 2021 to Dec 2022
- UnemployedApr 2021 to Sep 2021
- Wintrust LifeJul 2009 to Apr 2021
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (NC).
Advice and Planning Services
Legal name: TIAA-CREF Individual & Institutional Services, LLC
$37.9BAssets managed
72,503Clients
1,707Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7447230
- Firm CRD
- 20472