Brendan Roberts
Investment adviser representative at ST. Germain Investment Management
16 yearsExperience
1 stateRegistered in
$3.8BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
16 years in the industry.
- ST. Germain Investment ManagementJun 2024 to now
- Dj St. Germain & CompanyMar 2024 to now
- MML Investors Services, LLCOct 2021 to Jan 2024
- Massmutual Life Insurance CoJun 2021 to Jan 2024
- Isenberg School of ManagementSep 2020 to Aug 2021
- UnemployedAug 2019 to Aug 2020
- Christmas Tree ShopMay 2019 to Aug 2019
- UnemployedJan 2019 to Apr 2019
- Barstow's Dairy Store and BakerySep 2018 to Jan 2019
- UnemployedJan 2010 to Aug 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (MA).
ST. Germain Investment Management
Legal name: ST. Germain Investment Management, Inc.
$3.8BAssets managed
6,722Clients
29Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7446994
- Firm CRD
- 155186