Andrew J Walsh
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
27 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
27 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2021 to now
- Mann Chow Inc.Aug 2021 to Sep 2021
- UnemployedAug 2020 to Jul 2021
- Mann Chow Inc.Oct 2019 to Jul 2020
- UnemployedJul 2018 to Sep 2019
- Oracle CorpNov 1999 to Jun 2018
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7446482
- Firm CRD
- 7691