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Seaver Mark Riccordella

Investment adviser representative at LPL Financial LLC
12 yearsExperience
3 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

12 years in the industry.

  1. LPL Financial LLCJul 2022 to now
  2. Equitable Advisors, LLCNov 2021 to Jun 2022
  3. Edward JonesOct 2021 to Nov 2021
  4. UnemployedMay 2021 to Oct 2021
  5. University of South CarolinaAug 2018 to May 2021
  6. The Chestnut GroupNov 2016 to Mar 2020
  7. West Morris Regional High SchoolSep 2014 to Jun 2018

Exams passed

  • Series 66 · Uniform Combined State Law2022

State registrations

Registered as an investment adviser representative in 3 states (NC, SC, TX).

LPL Financial LLC

$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7444585
Firm CRD
6413
Advisor's SEC record (opens in a new tab)
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