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Spencer Allen Eagleton

Investment adviser representative at Moors & Cabot, Inc
12 yearsExperience
1 stateRegistered in
$4BFirm assets
31 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

12 years in the industry.

  1. Moors & Cabot, Inc.Feb 2025 to now
  2. Moors Cabot IncMar 2024 to now
  3. Oppenheimer & CoSep 2021 to Mar 2024
  4. Mildred ElleyNov 2020 to Aug 2021
  5. UnemployedApr 2020 to Nov 2020
  6. Godiva ChocolateJul 2019 to Mar 2020
  7. UnemployedSep 2018 to Jun 2019
  8. United States CongressMar 2018 to Sep 2018
  9. Wegmans Food MarketsJun 2014 to Jan 2018

Exams passed

  • Series 63 · Uniform Securities Agent State Law2023
  • Series 66 · Uniform Combined State Law2025

State registrations

Registered as an investment adviser representative in 1 state (TX).

Moors & Cabot, Inc

Legal name: Moors & Cabot, Inc.

$4BAssets managed
5,074Clients
79Advisers
31 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7444410
Firm CRD
594
Advisor's SEC record (opens in a new tab)
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