Brett Leonardo Swanson
Investment adviser representative at Ameriprise Financial Services, LLC
15 yearsExperience
1 stateRegistered in
$660.5BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- Ameriprise Financial Services, LLCSep 2021 to now
- Swan ElectricMay 2021 to Sep 2021
- Ithaca CollegeSep 2020 to May 2021
- Brattleboro Savings & LoanMay 2020 to Aug 2020
- Ithaca CollegeAug 2019 to May 2020
- Ithaca CollegeAug 2018 to May 2019
- Ithaca CollegeAug 2017 to May 2018
- The Hermitage ClubNov 2016 to Mar 2017
- The Hermitage Club Golf CourseJun 2016 to Aug 2018
- Twin Valley Middle-high SchoolAug 2011 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (TX).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7443703
- Firm CRD
- 6363