Thomas Shant Yokum
Investment adviser representative at Key Investment Services LLC
12 yearsExperience
1 stateRegistered in
$8.9BFirm assets
20 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
12 years in the industry.
- Key Investment Services LLCMay 2026 to now
- KeybankMay 2026 to now
- LPL Enterprise LLCFeb 2025 to May 2026
- UnemployedSep 2024 to Feb 2025
- UBS Financial Services Inc.Oct 2022 to Sep 2024
- IkeaJun 2022 to Sep 2022
- Oasis AscentMay 2022 to Jun 2022
- UnemployedJan 2022 to May 2022
- Digital Intelligence SystemsSep 2021 to Dec 2021
- Wells Fargo Clearing Services LLCSep 2021 to Dec 2021
- Tutoring (self Employed)Mar 2020 to Sep 2021
- Utah ReadsSep 2019 to Mar 2020
- Rise Services Inc.Sep 2017 to Sep 2019
- Illness RecoveryMar 2017 to Sep 2017
- Tom Defranzo's Martial Arts AcademyJan 2014 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 1 state (NY).
Key Investment Services LLC
$8.9BAssets managed
34,920Clients
643Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7443056
- Firm CRD
- 136300