Nicolette Dal porto
Investment adviser representative at LPL Financial LLC
13 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Financial, LLCAug 2021 to now
- Fremont Bank Investment ServicesAug 2021 to Jun 2025
- California Polytechnic State University, San Luis ObispoAug 2020 to Jun 2021
- Fremont BankJun 2020 to Aug 2020
- California Polytechnic State University, San Luis ObispoSep 2019 to Jun 2020
- Fremont BankJun 2019 to Aug 2019
- California Polytechnic State University, San Luis ObispoSep 2018 to Jun 2019
- Enoteca La StoriaJun 2018 to Aug 2018
- California Polytechnic State University, San Luis ObispoSep 2017 to Jun 2018
- Steamer's GrillhouseJan 2016 to Jul 2017
- Los Gatos High SchoolAug 2013 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (CA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7425979
- Firm CRD
- 6413