Richard E Prince
Investment adviser representative at Wells Fargo Advisors
12 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Wells Fargo Clearing Services, LLCApr 2025 to now
- Fidelity InvestmentsJul 2024 to Apr 2025
- Cvs PharmacyMay 2024 to Jul 2024
- Pinnacle Investments, LLCFeb 2023 to Apr 2024
- North Star Resource GroupSep 2021 to Feb 2023
- Securian Financial ServicesSep 2021 to Feb 2023
- Camping World LakevilleApr 2021 to Jun 2021
- University of ST. ThomasSep 2019 to May 2024
- Wenger CorporationMay 2019 to Apr 2021
- Metropolitan State UniversityJan 2018 to Aug 2019
- Johnson Plastics PlusNov 2017 to May 2019
- UnemployedSep 2017 to Nov 2017
- Express Employment ProfessionalsJun 2017 to Sep 2017
- Angie's Artisan Treats, LLCJan 2017 to May 2017
- Minnesota State University, MankatoAug 2013 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (MN).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7425526
- Firm CRD
- 19616