Christy Berglund
Investment adviser representative at Wells Fargo Advisors
15 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
15 years in the industry.
- Wells Fargo Clearing Services, LLCAug 2026 to now
- Bank of America, N.A.Aug 2024 to Aug 2026
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2024 to Aug 2026
- J.P. Morgan Securities LLCOct 2022 to Jun 2024
- JPMorgan Chase Bank, N.A.Oct 2022 to Jun 2024
- Pruco Securities, LLC.Feb 2022 to Sep 2022
- Prudential Insurance Company of AmericaFeb 2022 to Sep 2022
- Nis Financial Services, Inc.Aug 2021 to Feb 2022
- National Western LifeOct 2011 to Feb 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (TX).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7425129
- Firm CRD
- 19616