Preston James Goldwag
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
15 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2023 to now
- Merrill Lynch, Pierce, Fenner & Smith Incorporated (org Id: 7691Aug 2022 to now
- 2927 Hattenluke Hospitality Group, LLCFeb 2022 to Sep 2022
- Preston James LLCJul 2021 to Jul 2022
- Legacy Wealth ManagementApr 2020 to Jul 2021
- University of Colorado BoulderSep 2019 to Apr 2020
- Legacy Wealth ManagementJun 2016 to Sep 2019
- Mrk Star IncApr 2016 to Aug 2017
- Elementary/middle/highschool EducationSep 2011 to Sep 2019
Exams passed
- Series 65 · Uniform Investment Adviser Law2021
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7424804
- Firm CRD
- 7691