Nathan Baga
Investment adviser representative at UBS Financial Services Inc.
11 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- UBS Financial Services Inc.Jun 2026 to now
- UBSOct 2025 to now
- Alliance BernsteinJun 2021 to Oct 2025
- IkeaFeb 2021 to May 2021
- Full-time EducationAug 2020 to Feb 2021
- Keybank Corp.Jun 2020 to Aug 2020
- Folchi's Menswear & TuxedoesMay 2019 to May 2020
- Study AbroadDec 2018 to May 2019
- Cadenas PartsolutionsOct 2017 to Dec 2018
- Full-time EducaitonAug 2017 to Oct 2017
- UnemployedMay 2017 to Aug 2017
- Pepe Ramundo Menswear & Black TieApr 2017 to May 2017
- UnemployedAug 2015 to Apr 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (DC).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7424709
- Firm CRD
- 8174