Ericka Butler
Investment adviser representative at Regal Investment Advisors LLC
10 yearsExperience
1 stateRegistered in
$2.9BFirm assets
15 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Regal Investment Advisors, LLCJan 2026 to now
- Regulus Financial Group, LLCJan 2026 to now
- Cetera Financial Specialists LLCFeb 2025 to now
- Cetera Investment Advisers LLCFeb 2025 to now
- Thrivent FinancialNov 2022 to Feb 2025
- Thrivent Investment Management Inc.Oct 2022 to Feb 2025
- UnemployedOct 2022 to Nov 2022
- UBS Financial Services Inc.Aug 2021 to Oct 2022
- Town of SimsburyJun 2016 to Aug 2021
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (CT).
Regal Investment Advisors LLC
$2.9BAssets managed
8,302Clients
118Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7424238
- Firm CRD
- 125004