Pierce Swithenbank Ernst
Investment adviser representative at Valic Financial Advisors, Inc.
10 yearsExperience
3 statesRegistered in
$29.2BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Valic Financial Advisors, Inc.Jun 2026 to now
- Valic Financial Advisor, Inc.Jun 2026 to now
- LPL Enterprise LLCDec 2025 to Jun 2026
- UnemployedAug 2025 to Nov 2025
- Fidleity InvestmentsMar 2025 to Jul 2025
- Fidelity InvestmentsJul 2021 to Jul 2025
- Lgcy PowerMay 2021 to Jul 2021
- Parrot SolarFeb 2021 to Mar 2021
- UnemployedAug 2020 to Feb 2021
- RdminnovationMar 2020 to Aug 2020
- BeachcomberFeb 2019 to Jan 2020
- San Sebastian WineryJan 2019 to Jan 2019
- Ben and JerrysOct 2018 to Mar 2019
- WhiteroomSep 2017 to Sep 2018
- Flagler CollegeAug 2016 to May 2020
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 3 states (IL, IN, WI).
Valic Financial Advisors, Inc.
$29.2BAssets managed
293,026Clients
1,254Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7420005
- Firm CRD
- 42803