Shannon L Hertzog
Investment adviser representative at Wells Fargo Advisors
23 yearsExperience
2 statesRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
23 years in the industry.
- Wells Fargo Clearing Services, LLCAug 2025 to now
- Bank of America, N.A.Jul 2024 to Aug 2025
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2024 to Jul 2024
- J. P. Morgan Securities LLCOct 2022 to Jun 2024
- JPMorgan Chase Bank, N.A.Oct 2022 to Jun 2024
- Wells FargoJun 2021 to Oct 2022
- Healthy Life ChiropracticFeb 2021 to May 2021
- Signature BankNov 2020 to Jan 2021
- UnemployedSep 2020 to Oct 2020
- Arizona State UniversityAug 2018 to Aug 2022
- Corepower YogaJan 2018 to May 2018
- Wells FargoDec 2017 to Aug 2020
- StarbucksOct 2017 to Nov 2017
- Samba LatteAug 2017 to Dec 2017
- ComcastMay 2017 to Jul 2017
- UnemployedApr 2017 to Apr 2017
- Raintree Athletic ClubJun 2016 to Mar 2017
- Nyala EthiopianMar 2016 to Dec 2016
- Collection CenterDec 2015 to Dec 2016
- Front Range Community CollegeJan 2003 to Dec 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (CO, TX).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7417264
- Firm CRD
- 19616